Empowering Organizations with Compliance Advising
Staying compliant is an ever-increasing challenge for fintechs. New rules, regulatory scrutiny, and bank-partner oversight are major risks requiring proactive planning and execution. Cascade Fintech Compliance provides comprehensive compliance advising and solutions for fintechs. We offer compliance advisory services such as participating on boards, risk management consulting, and program essentials including policy and procedure development, training, risk assessment design, vendor management programs, due diligence support, and issue management plans.
Compliance Advisory Boards
We serve on Compliance Advisory Boards to guide early-stage fintechs and help them develop compliant operations and understanding of this highly regulated industry.
Services
Fractional CCO
Is your fintech startup without a current Compliance headcount and needing Compliance support and program setup? We can onboard as a short or long term fractional chief compliance officer to get your compliance operations in order.
Customized Compliance Programs
We will build you a complete compliance program by design fully customized to your business needs.
Policies and Procedures
Does your fintech need compliant policies and procedures but you aren’t sure where to start? We provide appropriately-sized policies and procedures for your business operations.
Vendor Management
You are responsible for the vendors you’ve contracted. We’ll design a vendor management program that ensures oversight of third-parties.
Risk Management and Monitoring
Identifying, assessing, and managing your Compliance risks are critical to your fintech’s success. We can design risk management and monitoring plans to protect your business.
Bank Partner Relationship Management
Are you developing or just starting a relationship with a bank partner? We’ll help you with oversight and operationalizing of your bank partnership.
Training
Your employees need to maintain a base level understanding of applicable regulations and how fintechs fit within the broader financial landscape. Our courses will provide them with the knowledge they need.
Contact Cascade Fintech Compliance
Contact Us Today to Discover How We Can Drive Your Organization's Compliance Forward